Managing E-SIGN, E-Statements & E-Disclosures – Minimizing E-Banking Risks and Maximizing E-SIGN Compliance

Are you confident that your financial institution’s e-statement program is compliant with legal and regulatory guidelines? Financial institutions engaged in electronic banking are legally obligated to adhere to the Electronic Signatures in Global and National Commerce (E-SIGN) Act. Your financial institution is obligated (for legal and business reasons) to manage e-statements, e-disclosures and other e-records effectively and compliantly. This training session will give attendees with the information and guidance to develop and implement a compliant e-statement program.

Learning Objectives:

  • Establishing a compliant E-SIGN, e-statement and e-disclosure program.
  • Identifying and mitigating electronic banking risks, maximizing
  • E-SIGN compliance and managing consumer participation in your online banking program.
  • Ensuring compliance with electronic banking rules and regulations.
  • E-SIGN management and minimizing associated risks.
Areas Covered in the Session :

  • A small sample of the changes on which this event will focus includes:
  • What is E-SIGN and responsibilities of an institution
  • Importance of proper management of E-SIGN operations
  • Disclosure requirements
  • E-Sign compliance requirements
  • Consequences of non-compliance with E-SIGN
  • Best Practices
Who Should Attend:

  • Accounting Professionals
  • Compliance Officers/Managers
  • Operations Personnel
  • Finance Professionals
  • Business Development Managers

FN3292

Dr. Gina J Lowdermilk

Dr. Gina J. Lowdermilk PhD (ABD), CAMS, CRMS is a qualified BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been on working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders. Her 15 years of experience has given her the opportunity to work with small community banks to large international financial institutions. Her roles not only included BSA/AML and Compliance, but also operations, lending services, business development, marketing, management, department development, and asset quality.

Dr. Lowdermilk has worked with all of the financial regulators and examiners. She possesses advanced Microsoft Excel, PowerPoint, Word, Internet Explorer, Visio, and Access skills. She also has experience with FiServ, BAM, CRA Wiz, TeamMate, COGNOS, and Metavante banking software. Gina has been responsible for creating both recurring and ad hoc executive management and board presentations.

In addition to her above experience, she is also an adjunct instructor for the business and construction management programs at a local college, as well as writes numerous BSA/AML and Compliance articles, training materials, and manuals as per clients’ requests.

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  • Login Information with Password to join the session, 24 hours prior to the webinar
  • Presentation Handout in .pdf format
  • Presentation from the Speaker
  • Feedback form
  • Certificate of Attendance
  • Recording access Information with Password to view the webinar, will be sent 24 hours after the completion of the Live webinar.
  • Presentation Handout in .pdf format
  • Certificate of Attendance